EPSTEIN
page 12 / 823 . OCR, unverified
valuations provided to you will almost certainly differ from this valuation.
This difference can be less favourable to
you, and due to the volatility of market conditions, the size or notional
amount of the decrease or increase and other factors, the differential could
be substantial. DB shall not be liable for any errors or omissions made in
calculating or disseminating valuations, or
for any inaccuracies or flaws in the methodologies, adjustments or
assumptions. DB specifically disclaims liability for any losses or damages
(incidental, consequential or otherwise) that may arise from valuations that
are either used or relied upon by you or any
other party for any reason including, without limitation, your use of
valuations in preparation of your own financial books and records.
Statement ID : 182298 28158623 28150624_1
EFTA01473631
--- PAGE 3 ---
Deutsche Bank Group Valuation Statement
Request 182298
Jun 2015
SOUTHERN FINANCIAL, LLC
As of 23 Jun 15
Deutsche Bank AG
SOUTHERN FINANCIAL, LLC
Credit - Default Swap
Trade ID
C7970754M
Counterparty
SOUTHERN
FINANCIAL, LLC
Trade Type
CREDIT
DERIVATIVEDEFSWAP
Equity
- Option
db Ticket
LN-618753
NY-618176
Counterparty
SOUTHERN
FINANCIAL LLC
SOUTHERN
FINANCIAL, LLC
FX - Options
DealGrouplD
Counterparty
SOUTHERN
FINANCIAL, LLC
Equity - Swap Hybrid
db Ticket
612676
Trade Type
FxEuroOpt
Trade Date Maturity Date
12-Aug-2015
12-Aug-2014
Settlement
Date
14-Aug-2015
Not.Amt 1
75,000,000.00
Not.Ccy
USD
Not.Amt 2
(462,000,000.00)
EFTA01473632
--- PAGE 4 ---
Not.Ccy
CNH
Long/ Short
SHORT
Option Style
EUROPEAN
Put/ Call
PUT
Strike Price
6.1600
Subtotal:
MTM(USD)
(10,879.34)
(10,879.34)
0.00
Ref. Entity
LN 618753BU
TWTR.N
Put/ Call
CALL
CALL
Expiry Date
18-Dec-2015
27-Jan-2016
Not.Amt
(4,166,000.00)
3,896,620.00
Not.Ccy
USD
USD
Quantity
(4,166,000)
100,000
Strike Price
1.0000
38.9662
Spot Price
35.3700
Implied Volatility
41.9741
Subtotal:
Fair Price
3.221
MTM(USD)
(61,491.39)
322,111.98
260,620.59
0.00
Ref. Entity
BRASOV
EFTA01473633
--- PAGE 5 ---
Trade Date
13-Jan-2015
Eff. Date
14-Jan-2015
Maturity Date
20-Mar-2020
BuySell
SELL
Not.Amt 1
10,000,000.00
Not.Ccyl
USD
Not.Amt 2
10,000,000.00
Not.Ccy2
USD
Rate
1.0000
Subtotal:
Spread
232
MTM(USD)
(579,334.81)
(579,334.81)
0.00
Page 2 Of 3
Counterparty
SOUTHERN
FINANCIAL, LLC
Statement ID : 182298_20150623_20150624_1
The valuation information set forth in this statement is provided subject to
the terms and conditions set forth in the notes on the cover sheet
Ref. Entity
TWTR.N
Put/ Call
Expiry Date
01-Feb-2016
Not.Amt
(3,641,000.00)
Not.Ccy
USD
Not.Amt 2
Not.Ccy2
Strike Price
36.4100
Subtotal:
MTM(USD)
106,172.67
106,172.67
0.00
EFTA01473634
--- PAGE 6 ---
Deutsche Bank Group Valuation Statement
Request 182298
Jun 2015
SOUTHERN FINANCIAL, LLC
As of 23 Jun 15
Deutsche Bank AG
SOUTHERN FINANCIAL, LLC
Total:
Statement ID : 182298_20150623_20150624_1
The valuation information set forth in this statement is provided subject to
the terms and conditions set forth in the notes on the cover sheet
(223,420.89)
Page 3 Of 3
EFTA01473635
--- SOURCE: IMAGES__0091__EFTA01473636.txt ---
METADATA_SOURCE: IMAGES0091
METADATA_FILENAME: EFTA01473636.pdf
----------------------------------------
Subject: RM0081851 Daily Deposit Report 20150625
From: PBW/WM/MIS ETL/PBW 15116 <
Date: Thu, 25 Jun 2015 02:41:03 -0400
To:
RM CODE
ACCT #
81851
06/24/15
LARGE, ZERO AND NEGATIVE BALANCES
NAME
JEFFREY EPSTEIN
DOMINIQUE LEIMER
TODD & KAREN WANEK JTWROS
SOUTHERN TRUST COMPANY, INC.
SOUTHERN FINANCIAL LLC
HYPERION AIR, LLC
JEGE, LLC
DARREN K. INDYKE PLLC
HBRK ASSOCIATES, INC
NES, LLC
ZORRO DEVELOPMENT CORP.
LSJE, LLC
DARREN K. INDYKE PLLC
SOUTHERN TRUST COMPANY, INC.
WANEK TRUST OF 2000
KWF 2007 LLC
SSW 2007 LLC
DARREN K. INDYKE PLLC
I£ need help please contact
Thank you
CAT
BALANCE
1,824,405.10
M
.00
M
2,003,435.32
D
139,471.98
D
10,728,854.94
D
126,419.90
D
327,777.18
D
191,850.56
D
150,726.91
D
314,331.23
D
138,252.28
D
150,604.45
D
.00
M
73,335,072.55
M
2,003,435.32
M
2,003,358.49
M
1,000,940.03
M
.00
OD AMOUNT
EFTA01473636
--- SOURCE: IMAGES__0091__EFTA01473637.txt ---
METADATA_SOURCE: IMAGES0091
METADATA_FILENAME: EFTA01473637.pdf
----------------------------------------
Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 24 Jun 2015 - Request 182298
From: valuations.system@db.com
Date: Thu, 25 Jun 2015 04:59:55 -0400
To:
Dear Sir/Madam,
Please find attached the valuation as of the value date specified in the attached statement.
For queries please contact the number provided on the statement.
Kind regards,
Deutsche Bank Group
Customer Valuations Group
This is an automated email account. Please do not reply to this email as the account is not monitor
ed.
Valuations are sent to you subject to our Valuation Disclosure statement.